See also our EDGAR Full-Text Search. A breakdown of SEC fees The SEC charges the following for stock corporation registration: How to Research Public Companies Learn how to quickly research a company's operations and financial information with EDGAR search tools.. Form Types Review reference versions of EDGAR forms filed by companies, funds, and individuals.. Investor.gov Your online resource to help you make sound investment decisions and avoid fraud. What is a shelf registration statement? SEC-registered Corporations with primary licenses are mandated by law to submit the following reports, with ... Audited Financial Statements (“AFS”) stamped “RECEIVED” by the Bureau of Internal Revenue (“BIR”) GIS The GIS is a document certified and sworn to by the Corporate Secretary. This enables the issuer to use a registration statement that became effective before the b. Your feedback is welcome, contact webmaster@sec.gov. If you agree with these terms and conditions, please sign up now! Procurement | Careers | Gender and Development | Contact Us | Accessibility | Sitemap | Archives| Related Links. A shelf registration statement is a filing with the Securities and Exchange Commission (the SEC) to register a public offering, usually where there is no present intention to immediately sell all the securities being registered. 26 Dec, 2019. Statement to the press re: BDO bags two prestigious awards from Asian Banker . 8. There's no need to go to the SEC to get plain or authenticated copies anymore. SEC FORM 17-C _-October 11 2018 Clarification of News Reports. THE Securities and Exchange Commission (SEC) has started to accept and process online applications through the Electronic Simplified Processing of Application for Registration of Company (eSPARC) on April 19, 2021. There are testable success criteria for each guideline. The Securities and Exchange Commission (SEC) continues to spearhead streamlined reforms on the development and implementation of an electronic filing and monitoring system, pursuant to Section 180 of Republic Act (RA) 11232, otherwise known as the “Revised Corporation Code of the Philippines.”. Thank you, SEC Capital Market Participants Registry System, SEC Express Submission Appointment System, Investment Houses/Underwriters of Securities, Registrar of Qualified Institutional Buyers. Local and foreign investors that intend to establish corporations, partnerships or associations in the Philippines are required to register their business entities with the Securities and Exchange Commission (SEC) before they can conduct business activities and participate in the country’s securities market to buy or trade shares of stock, bonds, interests in a company, and … The Calculator will show the total registration amount, along with a breakdown of how the fees are charged for filing, legal research, and by-laws. Globe 2020 Annual Stockholders' Meeting Notice and Agenda with Explanation of Agenda Items. SEC FORM 17-C _-Mar 16 2018 Change in Directors and_or Officers (Resignation, Removal or Appointment, Election and_or Promotion) SEC FORM 17-C _-Nov 07, 2018 Clarification of News Reports. To search the SEC database for company filings — including quarterly and annual reports, registration statements for IPOs and other offerings, insider trading reports, and proxy materials — use the search box below. 8799 is a landmark legislation that aims to regulate the issuance and trading of equity securities and debt securities in the Philippines. 133653 File Number: _____ ASIAN TERMINALS, INC. (Company’s Full Name) ATI Head Office, A. Bonifacio Drive, Port Area Manila, Philippines (Company’s Address) (632) 528-6000 (Telephone Number) December 31 Calendar Year Ending (Month & Day) Definitive Information Statement Form Type Not applicable Amendment Designation (if applicable) For business registration in the Philippines, a local or foreign individual/company can register any of the following business entities, namely: Corporation (Domestic Corporation, One Person Corporation or Foreign Corporation) Partnership (General Partnership or Limited Partnership) Sole Proprietorship (Filipino-owned or Foreign-owned) Applications to register as one person corporations (OPCs) and as stock and nonstock domestic corporations, with at least two but not over 15 incorporators, will be now accepted … chanrobles virtual law library . Secretary’s Certificate on the adoption of Manual on Corporate Governance, adoption of a fit and proper rule; Form of Registry and Paying Agency Agreement, Publication of notice of filing of the Registration Statement, Revised Publication of notice of filing of the Registration Statement, Continuing authorization for the SEC to examine bank accounts, Directors’ Certificate on the offering of the securities and filing of the Registration Statement, Directors’ Certificate on the approval of the Board of Directors of the disclosures contained in the Registration Statement, Opinion of Independent Counsel on the legality of the securities being offered and tax consequences of the offer, Certification by internal legal counsel on the material and non-material legal proceedings filed by and against the Issuer, Certification that the Issuer secured all government mandated permits and licenses required for its operations, Certification that Issuer’s subsidiaries and affiliates submitted its balance sheet and income statement, Notarized Curriculum Vitae of the directors and officers, Instruments Defining the Rights of Security Holders, Due Diligence Certification from Underwriters. THE Securities and Exchange Commission (SEC) has extended the validity of financial statements (FS) required in registration statements being … 2021 SEC Filing Deadlines and Financial Statement Staleness Dates 10-K for Year-ended December 31, 2020 ... the filing or effectiveness of a registration statement during gap periods for issuers that have timely filed all Exchange Act reports in the last 12 months, making the … SEC application and approval of License to do Business in the Philippines. SECURITIES AND EXCHANGE COMMISSION SEC FORM 12-1, AS AMENDED REGISTRATION STATEMENT UNDER THE SECURITIES REGULATION CODE 1. Annex L. Continuing authorization for the SEC to examine bank accounts. Last step is the submission of a Bank Certificate of Paid In Capital or Working Capital to Philippine Securities and Exchange Commission. Form S-3 or Form F-3, the registration statement incorporates by reference the issuer’s reports filed under the Securities Exchange Act of 1934 (the Exchange Act ) after the shelf registration statement’s effective date. Procurement | Careers | Gender and Development | Contact Us | Accessibility | Sitemap | Archives| Related Links. 2.25 MB. For more information, suggestion and feedback on this Privacy Notice, please send your email to our Data Protection Officer at dpo@150.150.150.155. no offer to buy the securities can be accepted and no part of the purchase price can be accepted or received until the registration statement has become SEC No. Current By-Laws. Search SEC Documents. In the prospectus, your company must clearly describe important information about its business operations, financial condition, results of operations, risk factors, and management. Interim financial statements required to be included in a registration statement, which are necessary to keep the registration statement current, need not be audited and need not be in greater detail than required by Paragraph 7 of this Rule. In accordance with the Data Privacy Act of 2012, the SEC is committed to protect and respect the personal data gathered from our clients.If you voluntarily agree to subscribe to our newsletter and receive a monthly issue of the SEC Bulletin as well as other advisories, please provide a valid email address so we can include you in our subscription list. Securities shall not be sold or offered for sale or distribution within the Philippines, without a registration statement duly filed with and approved by the Commission. Imagine closing a failed business from 10 years ago when suddenly, the BIR comes knocking at your door, demanding you to pay Php 50,000 because of some tax return you forgot to file years AFTER you supposedly closed your business.. 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